Prime brokerage
A considered route to institutional services.
Institutional investment activity can require coordinated trading, financing, reporting and custody arrangements. The right structure depends on eligibility, strategy and the responsibilities of each provider.
01
Define the requirement
Describe the investment strategy, instruments, expected activity and operational needs. Clear requirements make it easier to evaluate suitable provider arrangements.
02
Understand the structure
Establish who is responsible for execution, financing, asset safeguarding and reporting. Review collateral terms, counterparty exposure and the consequences of market stress.
03
Confirm before proceeding
Availability is subject to provider acceptance, due diligence and documentation. An enquiry through this website does not open an account or establish a brokerage relationship.